TRACKING AND CONFIRMING YOUR TRADE

Keeping records of your trades is important when you invest.  The registered representatives who handle your buying and selling must keep you informed of your transactions.  They must also give you periodic records of how your securities are performing.  This tutorial is an introduction to the confirmation process of trades and the statements that report them.

What Is a Confirmation? What the Confirmation Notice Includes Periodic Statements It Is Important to Keep Records

Whenever you buy or sell a security, you will receive a document summarizing your trade.  The first tutorial section will explain this document to you.